David Barber - Financial Advisor David Barber Barred from Securities Industry
David Barber - Financial Advisor David Barber Barred from Securities Industry | Goodman & Nekvasil P.A. May Recover Investor Losses
David Barber CRD #1165082
Goodman & Nekvasil, P.A. may help investors recover monies that they lost on investments with David Barber. According to FINRA, David Barber was barred from the securities industry on March 6, 2018. FINRA reports that FINRA began an examination to determine whether David Barber engaged in unauthorized trading in the accounts of Madison Avenue customers, exercised discretion in customer accounts without written authorization, or otherwise acted in violation of FINRA rules. FINRA reports that David Barber consented to the sanction and to the entry of findings that David Barber failed to produce information and documents requested by FINRA during the course of an ongoing examination to determine whether David Barber engaged in unauthorized trading in the accounts of customers of David Barber’s member firm, exercised discretion in customer accounts without written authorization, or otherwise acted in violation of FINRA rules.
If you lost any money on investments with David Barber, you may be able to recover your losses from Madison Avenue Securities, LLC. This is because Madison Avenue Securities, LLC had a duty to supervise David Barber.
If you invested with David Barber, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Madison Avenue Securities, LLC concerning David Barber’s conduct. There is no charge for an evaluation of your case. Further, we handle cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with David Barber and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock ExchangeBack to Blogs