Craig Zabala - Financial Advisor/Broker Craig Zabala Barred from Securities Industry
Craig Zabala - Financial Advisor/Broker Craig Zabala Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Craig Zabala CRD #2740680
Craig Zabala was formerly licensed with John W. Loofbourrow Associates, Inc. from 2015 to 2019.
ACCORDING TO FINRA Allegations:
Craig Zabala consented to the sanction and to the entry of findings that Craig Zabala failed to provide documents and information requested by FINRA in connection with its review of his outside business activities and his potential participation in private securities transactions. The findings stated that Craig Zabala provided a partial, but incomplete, response to FINRA's request.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Craig Zabala and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Craig Zabala’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Craig Zabala and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Craig Zabala, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Craig ZabalaBack to Blogs