Yvonne Nirelli – Financial Advisor/Broker Yvonne Nirelli Suspended by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses
Yvonne Nirelli is a licensed financial advisor with Cadaret and Grant. FINRA reports that Yvonne Nirelli was suspended for 15 business days and fined $5,000 in September 2020.
According to FINRA Allegations:
Yvonne Nirelli consented to the sanctions and to the entry of findings that she exercised discretion without written authorization in customer accounts. The findings stated that although the customers knew that Yvonne Nirelli was exercising discretion in their accounts, she did not have prior written authorization to do so from any of the customers. Additionally, her member firm had not approved any of the accounts for discretionary trading.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Yvonne Nirelli and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Rani Soto’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Yvonne Nirelli and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 8/31/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.