Walter Schoczolek Has Multiple Investor Complaints – May Recover Investor Losses

Walter Schoczolek Has Multiple Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses

Charlotte, North Carolina financial advisor Walter Schoczolek has multiple investor complaints.

Gustavo Miramontes Investigation

Walter Schoczolek Investigation

Schoczolek recently received an investor complaint alleging his conduct resulted in six-figure damages. Financial Industry Regulatory Authority records report that he is a broker with Sigma Financial Corporation, having previously been registered with Avantax Investment Services.

Mr. Schoczolek’s BrokerCheck report discloses two investor complaints.

The most recent complaint alleges that he recommended an unsuitable investment and liquidated the investment without authorization.

The pending complaint alleges damages of $500,000.

An earlier investor complaint, filed in 2020, alleged that as an Avantax representative, he made investments of which she “was not informed.” The complaint reached a settlement of $30,423.63.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.    

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.  We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 10/16/23. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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