Trawnegan Gall – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses
Trawnegan Gall is a licensed financial advisor with Wealthforge Securities LLC. Trawnegan Gall was previously licensed with Cabot Lodge Securities LLC.
According to Trawnegan Gall’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations against Trawnegan Gall.
Customer Dispute 11/15/19: Customer alleges failure to conduct due diligence, conflict of interest, negligence, breach of fiduciary duty, and breach of contract. Activities leading to the allegations occurred between October 2014 and July 2015. This customer dispute seeks $571,193 in damages.
Customer Dispute 10/09/19: Customer alleges negligence; suitability; negligent misrepresentation and omission; intentional misrepresentation and omission; fraud; breach of fiduciary duty; failure to supervise; violations of California Securities Act; control person liability; breach of FINRA Rules; breach of contract ; loss of investment opportunity. This customer dispute settled for $325,000.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Trawnegan Gall, you may be able to recover your losses. If you lost money on investments with Trawnegan Gall and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Trawnegan Gall’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Trawnegan Gall and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 10/8/21 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.