TED AGRILLO – Terminated  by LPL Financial LLC

TED AGRILLO – Terminated  by LPL Financial LLC

LPL Financial LLC  Terminated Ted Agrillo.

THEODORE RICHARD AGRILLO III
TED AGRILLO, THEODORE RICHARD AGRILLO JR, THEODORE RICHARD AGRILLO
CRD#: 2288330

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

THEODORE RICHARD AGRILLO III (CRD#: 2288330), a  formerly registered broker for LPL Financial LLC, in Bethpage, NY, was terminated.  LPL Financial LLC alleges that Agrillo used firm-unapproved email address to transmit business-related communications.

THEODORE RICHARD AGRILLO IIITED AGRILLO, THEODORE RICHARD AGRILLO JR, THEODORE RICHARD AGRILLO CRD#: 2288330

Ted Agrillo Investigation

Brokers Using Personal Email Accounts should be a Red Flag for Investors

Brokers are typically required to use their business email account associated with their employing firm when communicating with customers.    This requirement also includes, in most cases, the use of text messages.   Every broker who uses their personal email account is not attempting to conceal something from their employer or regulators, but concealing fraudulent activity, like selling a customer an unapproved investment, is sometimes associated with the use of a personal communication with a customer.   This type of activity should raise suspicion in the mind of an educated investor.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.    

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 1/16/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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