Mario Rivero Charged by SEC with Misappropriating Investor Funds| Goodman & Nekvasil P.A. May Recover Investor Losses SEC Charges Mario Rivero: The U.S. Securities and Exchange Commission yesterday charged Mario Rivero, a former New Jersey broker and investment adviser with misappropriating at least $680,000 from his advisory clients and brokerage customers, some of whom were elderly or suffering from memory …
Joe Degregorio – Financial Advisor/Broker Charged by SEC | May Recover Investor Losses
Joe Degregorio – Financial Advisor/Broker Charged by SEC | Goodman & Nekvasil P.A., May Recover Investor Losses Joe Degregorio a/k/a Joseph Orazio Degregorio CRD # 3219963 Joe Degregorio a/k/a Joseph Orazio Degregorio was a licensed financial advisor with GARDEN STATE SECURITIES, INC. A recent SEC Complaint alleges that Joseph DeGregorio a/k/a Joe Degregorio, 45, of Freehold, NJ, solicited $1.2 million …