William King Has Customer Complaints | May Recover Investor Losses

William King Has Customer Complaints | Goodman & Nekvasil P.A. May Recover Investor Losses William King, Merrill Lynch Investigation William King has customer complaints for allegedly recommending unsuitable investments and unauthorized trades.  Goodman & Nekvasil, P.A. is investigating William King, formerly with Merrill Lynch. William King a/k/a Bill King (CRD#: 1432593),  formerly with Merrill Lynch has four customer complaints. Goodman …

Jeffrey Cohen is barred  from Moloney Securities | May Recover Investor Losses

Jeffrey Cohen is barred  from Moloney Securities | Goodman & Nekvasil P.A., May Recover Investor Losses Jeffrey Cohen a/k/a Jeffrey Max Cohen (CRD#: 2528929), Henderson, Nevada is barred from Moloney Securities.  Bonney also has nine settled customer complaints which dispute the sales practices of the securities broker who worked for Moloney Securities.   Cohen Barred By FINRA For Failure To …

Jermaine Benjamin Barred from Selling Securities | May Recover Investor Losses

Jermaine Benjamin Barred from Selling Securities | Goodman & Nekvasil P.A. May Recover Investor Losses Jermaine Benjamin a/k/a Jermaine K Benjamin (CRD#: 6152653) Barred from Selling Securities. Goodman & Nekvasil, P.A. is investigating Jermaine Benjamin, formerly with Pruco Securities, LLC. Benjamin consented to the sanction and to the entry of findings that he refused to provide documents and information requested …

David McDonnell is Barred | Financial Advisor/Broker Barred | May Recover Losses

David McDonnell is Barred | Financial Advisor/Broker Barred by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses   According to the Financial Industry Regulatory Authority (FINRA), David McDonnell is barred from working in the securities industry. David McDonnell a/k/a David Robert McDonnell a/k/a Dave McDonnell – CRD 1757401 David McDonnell consented to the sanction and to the entry of findings …

Marc Reda – Financial Advisor/Broker has Customer Complaints and is Barred by FINRA | May Recover Investor Losses

Marc Reda – Financial Advisor/Broker has Customer Complaints and is Barred by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Marc Reda a/k/a Marc Augustus Reda CRD # 2757330 According to the Financial Industry Regulatory Authority (FINRA), Broker Marc A. Reda is barred from working in the securities industry. According to a FINRA complaint filed on June 15, 2021, …

Jesus Rodriguez – Financial Advisor/Broker Barred from Securities Industry | May Recover Losses

Jesus Rodriguez – Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jesus Rodriguez a/k/a Jesus Rodriquez CRD # 4888685 Jesus Rodriguez a/k/a Jesus Rodriquez was a licensed financial advisor with Morgan Stanley. According to FINRA: Rodriguez consented to the sanction and to the entry of findings that he refused to provide information and …

Joseph Hong – Financial Advisor/Broker Joseph Hong Barred from Securities Industry | Recover Losses

Joseph Hong – Financial Advisor/Broker Joseph Hong Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Joseph Hong CRD #6342504 Joseph Hong was a previously licensed financial advisor/broker with Symetra Securities, Inc., LPL Financial LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that Joseph Hong has a pending bar initiated by a regulatory …

Harry Colon Bennett (Harry Bennett) – Financial Advisor/Broker Harry Bennett Barred from Securities Industry

Harry Colon Bennett (Harry Bennett) – Financial Advisor/Broker Harry Bennett Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Harry Colon Bennett (Harry Bennett) CRD #2395555 Harry Bennett was a previously licensed financial advisor/broker with Transamerica Financial Advisors, Inc. FINRA reports that Bennett was barred from the securities industry in November 2016. According to FINRA:  Harry …

Wesley Evans – Financial Advisor/Broker Wesley Evans Barred from Securities Industry

Wesley James Evans (Wesley Evans) – Financial Advisor/Broker Wesley Evans Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Wesley James Evans (Wesley Evans) CRD #6617516 Wesley Evans was a previously licensed financial advisor/broker with J.P. Morgan Securities LLC. FINRA reports that Wesley Evans was barred from the securities industry in July 2020. According to FINRA:  …