David McDonnell is Barred | Financial Advisor/Broker Barred by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses According to the Financial Industry Regulatory Authority (FINRA), David McDonnell is barred from working in the securities industry. David McDonnell a/k/a David Robert McDonnell a/k/a Dave McDonnell – CRD 1757401 David McDonnell consented to the sanction and to the entry of findings …
Marc Reda – Financial Advisor/Broker has Customer Complaints and is Barred by FINRA | May Recover Investor Losses
Marc Reda – Financial Advisor/Broker has Customer Complaints and is Barred by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Marc Reda a/k/a Marc Augustus Reda CRD # 2757330 According to the Financial Industry Regulatory Authority (FINRA), Broker Marc A. Reda is barred from working in the securities industry. According to a FINRA complaint filed on June 15, 2021, …
Jesus Rodriguez – Financial Advisor/Broker Barred from Securities Industry | May Recover Losses
Jesus Rodriguez – Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jesus Rodriguez a/k/a Jesus Rodriquez CRD # 4888685 Jesus Rodriguez a/k/a Jesus Rodriquez was a licensed financial advisor with Morgan Stanley. According to FINRA: Rodriguez consented to the sanction and to the entry of findings that he refused to provide information and …
Joseph Hong – Financial Advisor/Broker Joseph Hong Barred from Securities Industry | Recover Losses
Joseph Hong – Financial Advisor/Broker Joseph Hong Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Joseph Hong CRD #6342504 Joseph Hong was a previously licensed financial advisor/broker with Symetra Securities, Inc., LPL Financial LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that Joseph Hong has a pending bar initiated by a regulatory …
Harry Colon Bennett (Harry Bennett) – Financial Advisor/Broker Harry Bennett Barred from Securities Industry
Harry Colon Bennett (Harry Bennett) – Financial Advisor/Broker Harry Bennett Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Harry Colon Bennett (Harry Bennett) CRD #2395555 Harry Bennett was a previously licensed financial advisor/broker with Transamerica Financial Advisors, Inc. FINRA reports that Bennett was barred from the securities industry in November 2016. According to FINRA: Harry …
Wesley Evans – Financial Advisor/Broker Wesley Evans Barred from Securities Industry
Wesley James Evans (Wesley Evans) – Financial Advisor/Broker Wesley Evans Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Wesley James Evans (Wesley Evans) CRD #6617516 Wesley Evans was a previously licensed financial advisor/broker with J.P. Morgan Securities LLC. FINRA reports that Wesley Evans was barred from the securities industry in July 2020. According to FINRA: …