SkiHawk Capital Partners LLC and The Convergence Group Charged with Fraud by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses
The Securities and Exchange Commission charged investment advisers SkiHawk Capital Partners, LLC and The Convergence Group, LLC (TCG), along with the owners and managers of those advisers, Clement Borkowski, Sean Hawkins, and Joseph Schiff, with fraud.
According to the SEC’s complaint, filed in the U.S. District Court for the District of Colorado, the defendants violated the securities laws in connection with three private funds. First, from 2016 to present, Borkowski and Hawkins, through SkiHawk, allegedly caused a private fund, ASI Healthcare Capital Partners I, L.P., to engage in conflicted transactions that resulted in significant financial benefits to themselves without adequate disclosure or consent. The SEC alleges that SkiHawk, Borkowski, and Hawkins made false and misleading statements to investors about both the existence of conflicts and the fund’s review of those conflicts. Second, from 2016 to 2020, SkiHawk, TCG, Borkowski, and Hawkins allegedly made false and misleading statements to investors in another private fund, ASI Capital Income Fund, LLC (Income Fund), by representing that bonds offered by that fund were secured by UCC-1 financing statements, when, in fact, they were not. Finally, the complaint alleges that SkiHawk, TCG, Borkowski, Hawkins, and Schiff overvalued assets held by the Income Fund and/or a third private fund, ASI Capital, LLC, and also falsely represented to investors that these funds’ financial statements were prepared in accordance with generally accepted accounting principles.
Investors in SkiHawk Capital Partners LLC and/or The Convergence Group May Recover their Losses with Goodman & Nekvasil, P.A.
If you invested in SkiHawk Capital Partners LLC and/or The Convergence Group, Goodman & Nekvasil, P.A. may help you. Goodman & Nekvasil, P.A., a St. Petersburg, FL law firm with a national practice representing victimized investors, has recovered more than $200 million dollars on behalf of victimized investors.
All our cases are handled on a purely contingency fee basis by Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA. Kalju Nekvasil, Esq. has practiced in this area of the law for more than 35 years.
There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
If you incurred investment losses with SkiHawk Capital Partners LLC and/or The Convergence Group and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.