Sean Sullivan Has Been Fired From Aegis Capital Corp | May Recover Investor Losses

Sean Sullivan  Fired From Aegis Capital Corp | Goodman & Nekvasil P.A., May Recover Investor Losses

Sean Sullivan  aka, Sean T Sullivan (CRD 6283466) Investigation

Sean Sullivan has been fired by Aegis Capital Corp and has multiple customer complaints.

Sean Sullivan’s Termination is based on the following: 

7/08/22 – Aegis Capital Corp fired Sean Sullivan  based on multiple allegations of unauthorized trading.

Sean Sullivan has Multiple FINRA Customer Complaints

10/21/22 – Clients are alleging unsuitable investment recommendations.

8/2/22 – Client is alleging unauthorized trading and failure to follow instructions.

7/21/21 – Clients alleged failure to follow instructions and poor performance.

1/27/20 – Client alleged unsuitability, common law fraud, gross negligence, breach of contract and elder abuse.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with Sean Sullivan, Sean T Sullivan (CRD #3283466),  you may be able to recover your losses. If you believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Sullivan’s conduct.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. If we don’t recover money for you, we charge no attorney’s fee. Unless you recover money, you pay us nothing.

Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Sean Sullivan and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained on 2/07/23 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

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