Scott Travis Snelling (Scott Snelling) – Financial Advisor/Broker Scott Snelling Barred from Securities Industry | Recover Losses

Scott Travis Snelling (Scott Snelling) – Financial Advisor/Broker Scott Snelling Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses

Scott Travis Snelling (Scott Snelling) CRD #2765986

Scott Snelling was a previously licensed financial advisor/broker with Kestra Investment Services, LLC and National Planning Corporation. FINRA reports that Scott Snelling was barred from the securities industry in March 2020.  According to FINRA allegations, Scott Snelling failed to respond to FINRA request for information.

According to Scott Snelling’s BrokerCheck Report, Scott Snelling was discharged from Kestra Investment Services, LLC in December 2019. Scott Snelling allegedly had a lack of response to Firm regarding the use and resolution of an unmonitored email address.

Goodman & Nekvasil, P.A. May Recover Investor Losses

If you lost money on investments with Scott Snelling and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Scott Snelling’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Scott Snelling and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 7/14/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

 

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