Ryan Raskin – Financial Advisor/Broker Raskin Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses
Ryan Raskin a/k/a Ryan Ashley Raskin was a previously licensed financial advisor/broker Merrill Lynch, Pierce, Fenner, & Smith, Inc. According to Ryan Raskin’s BrokerCheck Report, Ryan Raskin was barred from the securities industry in January 2021.
According to FINRA:
Ryan Raskin consented to the sanction and to the entry of findings that he refused to produce information and documents requested by FINRA in connection with the Form U5 filed by his former member firm. The findings stated that Ryan Raskin’s former firm filed a Form U5 stating that it had terminated Raskin for conduct involving business practices inconsistent with firm standards, including inappropriate investment recommendations.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Raskin and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Raskin’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Raskin and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 2/24/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.