Goodman & Nekvasil P.A, May Recover Investor Losses | Ruben Rodriguez-Dominguez, Arbitration Claim Filed Involving Financial Advisor
From 2009 until 2014, Ruben Rodriguez-Dominguez was licensed with UBS Financial Services Inc. and UBS Financial Services Incorporated of Puerto Rico. FINRA reports that Ruben Rodriguez-Dominguez was subsequently licensed with Investacorp, Inc.
FINRA reports five arbitration claims/complaints were filed alleging sales practice violations against Ruben Rodriguez-Dominguez. The claims/complaints alleged misrepresentations, unsuitability, and/or over concentration concerning bonds and/or closed-end funds. The claims/complains have been settled, the highest settlement being $358,000.
If you lost any money on investments with Ruben Rodriguez-Dominguez, you may be able to recover your losses from UBS Financial Services Inc., UBS Financial Services Incorporated of Puerto Rico and/or Investacorp, Inc. This is because UBS Financial Services Inc., UBS Financial Services Incorporated of Puerto Rico and Investacorp, Inc. had a duty to supervise Ruben Rodriguez-Dominguez.
If you lost money on investments with Ruben Rodriguez-Dominguez, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against UBS Financial Services Inc., UBS Financial Services Incorporated of Puerto Rico and/or Investacorp, Inc., concerning Ruben Rodriguez-Dominguez’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered approximately $180 million on behalf of victimized investors. If you lost money on any investments with Ruben Rodriguez-Dominguez and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.