Goodman and Nekvasil May Recover Investors Losses | Ronald Seth Cohen (Ronald Cohen), Financial Advisor Fined and Suspended by FINRA
Reported by FINRA on June 17, 2015, Ronald Cohen, was fined $10,000 and suspended from association with any Financial Industry Regulatory Authority (FINRA) member firm for four months. FINRA alleged that Cohen engaged in three outside business activities without providing prior written notice to Morgan Stanley. FINRA reports that from September 2011 through 2014, Cohen helped a firm customer establish a limited liability corporation located in New York City, specializing in fretted/string instruments. FINRA reports that Ronald Cohen also managed a private golf course in New Jersey and another limited liability company located in New Jersey that acted as a wholesaler of high-end specialty rugs, art and antique reproduction furniture. FINRA reports that Ronald Cohen acted as manager for the three businesses and the owner paid him $466,200 in compensation.
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.
Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments and has recovered more than $180 million dollars on behalf of victimized investors. We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives. All our cases are handled on a purely contingency fee basis.
There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf. Finally, the filing of such a case should not affect your ownership of these investments in any way.
If you incurred losses on your investment with Ronald Cohen and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.