Robert Luley Has Investor Complaints – May Recover Investor Losses

Robert Luley Has Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses

Robert Luley has investor complaints.

Luley has 9 customer complaints filed against him since April 2020. The allegations are in connection with unsuitable alternative investment recommendations.  Eight of the complaints were settled, with one still pending.  

According to FINRA, Robert Luley Jr.  was registered with the following firms, among others, during his career in the securities industry:

05/15/2020 – 03/08/2022, PRUCO SECURITIES, LLC. (CRD#:5685), CHARLOTTE, NC,
06/20/2014 – 11/16/2018, MADISON AVENUE SECURITIES, LLC (CRD#:23224), CLOVER, SC
10/28/2005 – 06/18/2014, ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272), ROCK HILL, SC 


Frank Kuiper Investigation


Robert Luley Suspended Indefinitely by FINRA

FINRA has reportedly suspended Robert Luley Jr. from the securities industry.  

According to FINRA’s Notice of Suspension letter dated July 21, 2023, Luley was suspended on August 14, 2023, from associating with any FINRA member firm in all capacities. 

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 11/06/23. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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