Robert Henderson Jr. – Financial Advisor/Broker Named in FINRA Complaint | Goodman & Nekvasil, P.A. May Recover Investor Losses
Robert Henderson Jr. CRD #1160413
Robert Henderson Jr. is a licensed financial advisor with San Blas Securities LLC. Robert Henderson Jr. was previously licensed with IFS Securities.
According to FINRA:
Henderson was named a respondent in a FINRA complaint alleging that he engaged in outside business activities without providing prior written notice to his member firm. The complaint alleges that one of Henderson’s outside business activities sold its last condominium unit and he received approximately 10 percent of the proceeds from that sale. Henderson failed to provide written notice to his firm when he received the proceeds from the sale of the condominium unit. Henderson amended his Form U4 to disclose his involvement with these business activities after his firm had learned of his involvement with one of them when FINRA notified it, and after FINRA questioned Henderson concerning his involvement with the other. The complaint also alleges that Henderson willfully failed to timely amend his Form U4 to disclose federal tax liens, totaling more than $368,000.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Robert Henderson Jr. and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Robert Henderson Jr.’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Robert Henderson Jr. and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 9/9/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.