Ray DesRosiers Has Two Pending Investor Complaints – May Recover Investor Losses

Ray DesRosiers Has Two Pending Investor Complaints – Goodman & Nekvasil, P.A. May Recover Investor Losses

EAGLE POINT SECURITIES LLC registered representative, Ray DesRosiers has two pending investor complaints. 

Raymond E DesRosiers
RAYMOND EDWARD DESROSIERS, RAYMOND DESROSIERS, Ray DesRosiers
CRD#: 4621826
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

RAYMOND EDWARD DESROSIERS (CRD#: 4621826), a registered broker for EAGLE POINT SECURITIES LLC in Greenwich, CT , has two pending investor complaints.  According to DesRosiers’ FINRA BrokerCheck report, Based on investment activity in 2018, claimants allege the following: omission of material facts, material misstatements, breach of fiduciary duty, negligence, and lack of supervision.

The claimants are requesting $75,000.00  and $250,000.00 for alleged damages in the two pending complaints.

Raymond E DesRosiersRAYMOND EDWARD DESROSIERS, RAYMOND DESROSIERS, Ray DesRosiers
CRD#: 4621826

Ray DesRosiers Has Two Pending Investor Complaints

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 4/18/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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