Ralph Quintana – Arbitration Claim Filed Involving Financial Advisor Ralph Quintana

Ralph Quintana – Arbitration Claim Filed Involving Financial Advisor Ralph Quintana | Goodman & Nekvasil, PA May Recover Investor Losses

Ralph Quintana CRD #2284803

From 2008 until Ralph Quintana’s discharge in 2013, Ralph Quintana was licensed with LPL Financial LLC. Ralph Quintana is now licensed with Centaurus Financial, Inc. According to FINRA’s records, Ralph Quintana was discharged from LPL Financial LLC on June 24, 2013. LPL Financial LLC reported to FINRA that Ralph Quintana was resigned after receiving notification on June 6, 2013 that the Firm would terminate Ralph Quintana’s registration effective July 6, 2013. The Firm’s decision to terminate was based on concerns regarding variable annuity sales practices.

FINRA reports that an arbitration claim has been filed involving Ralph Quintana’s conduct with Centaurus Financial, Inc. alleging the investments were unsuitable and that the fees, surrender charges, and terms were not adequately discussed.

FINRA reports that a lawsuit was filed involving Ralph Quintana’s conduct with a prior employer, alleging churning, breach of contract, breach of the duty of good faith and fair dealing, fraud and concealment. This lawsuit settled for $230,203.21, with Ralph Quintana contributing $100,000 to the settlement.

If you lost any money on investments with Ralph Quintana, you may be able to recover your losses from LPL Financial LLC and/or Centaurus Financial, Inc. This is because LPL Financial LLC and Centaurus Financial, Inc. had a duty to supervise Ralph Quintana.

If you lost money on investments with Ralph Quintana and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against LPL Financial LLC and/or Centaurus Financial, Inc. concerning Ralph Quintana’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Goodman & Nekvasil, P.A. has recovered approximately $170 million on behalf of victimized investors. If you lost money on investments with Ralph Quintana and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Ralph Quintana, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Ralph Quintana

Contact Us Today!

[]
1 Step 1
keyboard_arrow_leftPrevious
Nextkeyboard_arrow_right
FormCraft - WordPress form builder