Pratul Agnihotri (Victor Agnihotri) – Financial Advisor/Broker Pratul Agnihotri Under Investigation by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses
Pratul Agnihotri CRD #4031797
Pratul Agnihotri is a licensed financial advisor with SW Financial. Pratul Agnihotri was a previously licensed financial advisor with Spartan Capital Securities LLC. According to Pratul Agnihotri’s BrokerCheck report, Pratul Agnihotri is under investigation by FINRA.
According to FINRA: On October 18, 2019, FINRA made a preliminary determination to recommend that disciplinary action be brought against Pratul Victor Agnihotri alleging that Pratul Victor Agnihotri made potential violations, specifically: ·Violation of FINRA Rule 2010 – conversion of investor funds ·Violation of FINRA Rules 3270 and 2010 – engaging in an outside business activity without providing prior written notice to your FINRA member employer firms.
According to Pratul Agnihotri’s BrokerCheck Report: A customer dispute alleging sales practice violations against Pratul Agnihotri is currently pending.
Customer Dispute 10/8/19: Allegations include unauthorized trading, failure to follow instructions, negligence, selling away and breach of fiduciary duty. This pending customer dispute seeks $650,000 in damages.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Pratul Agnihotri and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Pratul Agnihotri’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Pratul Agnihotri and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 12/26/2019 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.