Paul Wescoe Smith and The Haverford Group – Goodman & Nekvasil, P.A. Files Arbitration Claim
Paul Wescoe Smith was fired by Paul Wescoe Smith’s employer, Bolton Global Capital, after the SEC informed Bolton Global Capital that Paul Wescoe Smith had conducted a private securities transaction without notifying Bolton Global Capital. Paul Wescoe Smith subsequently consented to a bar from the securities industry by FINRA. Paul Wescoe Smith consented to findings that he failed to cooperate with FINRA’s investigation of his conduct.
Our Firm has filed an arbitration claim against Paul Wescoe Smith’s employer, Bolton Global Capital, seeking to recover losses from our client’s investment in The Haverford Group with Paul Wescoe Smith.
If you invested in The Haverford Group or lost money on investments through Paul Wescoe Smith, you may be able to recover your investment losses from Bolton Global Capital. This is because Bolton Global Capital had a duty to supervise Paul Wescoe Smith.
We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Bolton Global Capital for Paul Wescoe Smith’s actions. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered hundreds of millions of dollars on behalf of victimized investors. If you invested in Paul Wescoe Smith’s The Haverford Group, or lost money on other investments with Paul Wescoe Smith, and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.