Paul Trimber Terminated by Wells Fargo Clearing Services, LLC – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former WELLS FARGO CLEARING SERVICES, LLC Investment Adviser, Paul Trimber Terminated by Wells Fargo Clearing Services, LLC.
PAUL FRANCIS TRIMBER (CRD#: 2765260), a former broker for WELLS FARGO CLEARING SERVICES, LLC in BOCA RATON, FL, was terminated.
According to Trimber’s FINRA BrokerCheck report, the financial Advisor was discharged for making unauthorized transfers of client funds to recipients outside of the Firm.
FINRA subsequently barred Trimber in connection with its investigation into whether he converted a senior customer’s funds for his personal use and benefit.
According to FINRA, Without admitting or denying the findings, Trimber consented to the sanction and to the entry of findings that he refused to provide documents and information requested by FINRA in connection with its investigation into whether he converted a senior customer’s funds for his personal use and benefit.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 6/06/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.