Bill Byrd – Arbitration Claims Filed Involving Financial Advisor/Broker Bill Byrd | Goodman & Nekvasil, P.A. May Recover Investor Losses
Bill Byrd CRD #1334634
From 2001 to 2016, Bill Byrd was licensed with Transamerica Financial Advisors, Inc. Bill Byrd subsequently licensed with Invest Financial Corporation, and is now licensed with Capital Financial Services, Inc. FINRA reports that two arbitration claims have been filed involving Bill Byrd’s conduct with Transamerica Financial Advisors, Inc. alleging Bill Byrd made unsuitable recommendations which resulted in investment losses, misrepresented investments, and/or breached his fiduciary duty in connection with alleged concentrated positions in precious metal investments. These arbitration claims involving Bill Byrd’s conduct with Transamerica Financial Advisors, Inc. were settled for $83,500 and $42,500. Bill Byrd made a $10,000 monetary contribution to one of these settlements.
FINRA also reports that an arbitration claim involving Bill Byrd’s conduct with Transamerica Financial Advisors, Inc. is currently pending. This claim alleges that Bill Byrd made unsuitable investments, ignoring the claimant’s changing circumstances. The claim further alleges that Bill Byrd made material misrepresentations regarding the recommended investments. This pending arbitration claim seeks damages of $100,000.
If you lost any money on investments with Bill Byrd, you may be able to recover your losses from Transamerica Financial Advisors, Inc., Invest Financial Corporation, and/or Capital Financial Services, Inc. This is because Transamerica Financial Advisors, Inc., Invest Financial Corporation, and Capital Financial Services, Inc. had a duty to supervise Bill Byrd.
If you lost money on investments with Bill Byrd and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Transamerica Financial Advisors, Inc., Invest Financial Corporation, and/or Capital Financial Services, Inc. concerning Bill Byrd’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Our firm has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with William Byrd and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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