Goodman & Nekvasil P.A., May Recover Investor Losses – Timothy Neil Tremblay (Timothy Tremblay) Licensed with Centaurus Financial, Inc.
Timothy Tremblay has been licensed with Centaurus Financial, Inc. since 2003. FINRA reports that three complaints and/or arbitration claims were filed involving Timothy Tremblay’s conduct with Centaurus Financial, Inc., alleging fraud, misleading statements, misleading omission of material information, breach of fiduciary duty, negligent misrepresentation, negligence, breach of contract, breach of the covenant of good faith and fair dealing, elder abuse, and/or other allegations. These complaints and/or arbitration claims involving Timothy Tremblay’s conduct were all settled, with the largest settling for $130,000 and $119,375.55. Timothy Tremblay contributed $12,700.55 in total to these three settlements.
FINRA reports that an arbitration claim involving Timothy Tremblay’s conduct at a prior firm was filed, alleging breach of fiduciary duty, suitability, misrepresentation and omission of facts. This claim did not settle and proceeded to final hearing. FINRA reports that the arbitration panel awarded compensatory damages of $103,706 against the Firm.
FINRA also reports that 17 previous complaints and/or arbitration claims involving Timothy Tremblay’s conduct with previous firms were settled.
If you lost money on investments with Timothy Tremblay and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Centaurus Financial, Inc. concerning Timothy Tremblay’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Timothy Tremblay and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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