Goodman & Nekvasil P.A, May Recover Investor Losses – Robert A. Perconte (Robert Perconte) Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc.
From 2009 until Robert Perconte’s firing in 2016, Robert Perconte was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Robert Perconte was fired by Ameriprise Financial Services, Inc. on April 13, 2016. Ameriprise Financial Services, Inc. reported to FINRA that Robert Perconte was fired for violation of the firm’s policy regarding outside business activities.
Subsequent to Robert Perconte’s firing, FINRA brought a disciplinary action against Robert Perconte. FINRA barred Robert Perconte from the securities industry.
If you lost any money on investments with Robert Perconte, you may be able to recover your losses from Ameriprise Financial Services, Inc. This is because Ameriprise Financial Services, Inc. had a duty to supervise Robert Perconte.
If you lost money on investments with Robert Perconte and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Ameriprise Financial Services, Inc., concerning Robert Perconte’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Robert Perconte and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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