Goodman & Nekvasil P.A., May Recover Investor Losses – Robert James Zorn (Robert Zorn) Fired by AXA Advisors, LLC
From 2015 until Robert Zorn’s firing in 2016, Robert Zorn was licensed with AXA Advisors, LLC. Robert Zorn was previously licensed with Santander Securities, LLC and Ameriprise Financial Services, Inc. According to FINRA’s records, Robert Zorn was fired by AXA Advisors, LLC on December 15, 2016. AXA Advisors, LLC reported to FINRA that Robert Zorn was fired for requesting a personal loan from a client in violation of firm policy.
If you lost any money on investments with Robert Zorn, you may be able to recover your losses from AXA Advisors, LLC, Santander Securities, LLC and/or Ameriprise Financial Services, Inc. This is because AXA Advisors, LLC, Santander Securities, LLC and Ameriprise Financial Services, Inc. had a duty to supervise Robert Zorn.
If you lost money on investments with Robert Zorn and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against AXA Advisors, LLC, Santander Securities, LLC and/or Ameriprise Financial Services, Inc. concerning Robert Zorn’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments with Robert Zorn and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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