Goodman & Nekvasil P.A, May Recover Investor Losses – George Edward Thiergartner Fired by Wells Fargo Advisors Financial Network, LLC
From 2011 until George Thiergartner’s firing in 2012, George Thiergartner was licensed with Wells Fargo Advisors Financial Network, LLC. George Thiergartner is now licensed with with Moors & Cabot, Inc. and was previously licensed with Janney Montgomery Scott, LLC. According to FINRA’s records, George Thiergartner was fired by Wells Fargo Advisors Financial Network, LLC on May 24, 2012. Wells Fargo Advisors Financial Network, LLC reported to FINRA that George Thiergartner exercised discretion in 2 customers’ accounts without written authorization from the customer to do so.
Following George Thiergartner’s firing by Wells Fargo Advisors Financial Network, LLC, FINRA reports that an arbitration claim was filed alleging that George Thiergartner made excessive trades in the client’s accounts and provided deliberately misleading information regarding fee based accounts, while George Thiergartner was with Janney Montgomery Scott, LLC. This claim involving George Thiergartner was settled for $82,500.
FINRA also reports two other settlements involving George Thiergartner’s conduct, with the largest settlement being for $127,000.
If you lost any money on investments with George Thiergartner while he was employed with Wells Fargo Advisors Financial Network, LLC, and/or Moors & Cabot, Inc., you may be able to recover your losses from Wells Fargo Advisors Financial Network, LLC and/or Moors & Cabot, Inc. This is because Wells Fargo Advisors Financial Network, LLC and Moors & Cabot, Inc. had a duty to supervise George Thiergartner.
If you lost money on investments with George Thiergartner, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Wells Fargo Advisors Financial Network, LLC and/or Moors & Cabot, Inc. concerning George Thiergartner’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with George Thiergartner and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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