Goodman & Nekvasil P.A., May Recover Investor Losses – Dylan Patrick Grayson (Dylan Grayson) Barred from Securities Industry and Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated
From 2012 until Dylan Grayson’s firing in 2015, Dylan Grayson was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to FINRA’s records, Dylan Grayson was fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated on March 4, 2015. Merrill Lynch, Pierce, Fenner & Smith Incorporated reported to FINRA that Dylan Grayson’s firing related to allegations that Dylan Grayson used a client’s credit card for personal expenses without authorization, handled a customer complaint without notifying the firm and engaged in unapproved outside business activities.
Subsequent to Dylan Grayson’s firing by Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA investigated Dylan Grayson and brought a disciplinary action against Dylan Grayson. Dylan Grayson was barred from the securities and investment banking industry on July 9, 2015. FINRA reports that Dylan Grayson consented to this sanction and to the entry of findings that Dylan Grayson failed to provide testimony as requested by FINRA, during the course of an investigation into allegations that Dylan Grayson used the credit card of a customer to make purchases for Dylan Grayson’s own personal benefit.
FINRA reports that two complaints involving Dylan Grayson’s conduct with Merrill Lynch, Pierce, Fenner & Smith Incorporated were filed, alleging misappropriation of funds and/or unauthorized wire transfers to a third-party vendor. These complaints were both settled.
If you lost any money on investments or loans with Dylan Grayson, or if funds were misappropriated from you, you may be able to recover your losses from Merrill Lynch, Pierce, Fenner & Smith Incorporated. This is because Merrill Lynch, Pierce, Fenner & Smith Incorporated had a duty to supervise Dylan Grayson.
If you lost money on investments or loans with Dylan Grayson and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Merrill Lynch, Pierce, Fenner & Smith Incorporated concerning Dylan Grayson’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments or loans with Dylan Grayson and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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