Goodman & Nekvasil P.A., May Recover Investor Losses – Derek Rudolf D’Alonzo (Derek D’Alonzo) Fired by SunTrust Investment Services, Inc.
From 2013 until Derek D’Alonzo’s firing in 2017, Derek D’Alonzo was licensed with SunTrust Investment Services, Inc. Derek D’Alonzo is now licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Derek D’Alonzo was fired by SunTrust Investment Services, Inc. on June 7, 2017. SunTrust Investment Services, Inc. reported to FINRA that Derek D’Alonzo was accused of making changes to a client signed document after having received it back from the client. According to SunTrust Investment Services, Inc., Derek D’Alonzo then submitted the document for processing.
If you lost any money on investments with Derek D’Alonzo, you may be able to recover your losses from SunTrust Investment Services, Inc. and/or Ameriprise Financial Services, Inc. This is because SunTrust Investment Services, Inc. and Ameriprise Financial Services, Inc. had a duty to supervise Derek D’Alonzo.
If you lost money on investments with Derek D’Alonzo and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against SunTrust Investment Services, Inc. and/or Ameriprise Financial Services, Inc. concerning Derek D’Alonzo’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Derek D’Alonzo and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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