Goodman & Nekvasil, P.A. Specializes in New Mexico FINRA Arbitration and Securities Fraud

Our attorneys have an unapparelled track-record holding brokers and their  firms accountable for securities fraud.  Most clients have agreed to FINRA arbitration if they have a dispute over an improperly recommended investment.

We understand that when clients retain our law firm their financial security has been lost. Many clients do not know where their investments assets have gone or how their financial advisor could have recommended risky assets in the first place.

Our attorneys can help evaluate your potential claims for no cost to determine the proper course of action.

Investor resources and useful links available in the State of New Mexico:

The primary mission of the New Mexico Securities Division is investor protection. Consistent with that purpose, the division seeks to preserve and strengthen a free and competitive securities market for New Mexico, increase investor confidence and thereby encourage the formation of capital, to promote integrity, fairness, and full disclosure in financial services. It accomplishes this goal by:

• Educating New Mexicans about the proper ways of raising investment capital and about the risks associated with investments
• Reviewing and approving some types of investment opportunities before issuers raise capital to ensure compliance with the law
• Discovering, stopping, and prosecuting those who violate the laws governing investment capital, or who commit fraud
• Licensing stock brokers and investment advisers whose business is to assist and advise investors

FINRA is an independent regulatory agency that regulates all broker-dealers in the United States.

FINRA Investor Education

• Consumer Protection Division not only protects consumers and businesses owners against fraud but also mediates consumer complaints.
•  The Securities and Exchange Commission (SEC) creates and enforces the securities laws.
  

  SEC Consumer Protection

Investors are rarely reimbursed as a result of these enforcement actions. By hiring a  FINRA securities fraud attorney, investors increase their chances of being awarded compensation for their losses.

How to Hire an New Mexico FINRA Arbitration & Securities Fraud Attorney

To learn more about securities topics and any potential claims you may have, please visit our Securities Fraud and Practice Area page.

Goodman & Nekvasil, P.A., represents investors in all major New Mexico cities including:

1 Albuquerque 562,551
2 Las Cruces 111,273
3 Rio Rancho 104,351
4 Santa Fe 87,617
5 Roswell 48,035
6 Farmington 46,457
7 Hobbs 39,782
8 Clovis 38,453
9 South Valley 37,601
10 Carlsbad 31,755
11 Alamogordo 30,996
12 Gallup 21,672
13 Los Lunas 17,452
14 Sunland Park 16,773
15 Chaparral 15,290
16 Deming 14,756
17 Los Alamos 13,460
18 Las Vegas 13,194
19 Artesia 12,632
20 Portales 12,085

Our consultations are free of charge and the firm is only compensated if you recover money you lost.