Michael Maloney – Customer Disputes Filed Involving Financial Advisor/Broker Mike Maloney | Goodman & Nekvasil P.A. May Recover Investor Losses
Michael Maloney a/k/a Michael Patrick Maloney CRD #2371261
Michael Maloney a/k/a Michael Patrick Maloney is a previously licensed financial advisor with First Allied Securities, Inc. Our firm has filed an arbitration claim involving Maloney, relating to the sale of Hospitality Investors Trust, Inc. and Benefit Street Partners Realty Trust, Inc.
According to Michael Maloney’s CRD:
Customer Dispute 7/2/21: Claimant alleges unsuitability, negligence, misrepresentations, failure to supervise, and breach of contract. This customer dispute is pending and seeks $275,000 in damages.
Customer Dispute 9/3/20: Claimant alleges that their financial advisor recommended investments that were not suitable for them. Claimants generally allege breach of fiduciary duty, negligence and failure to supervise. This customer dispute settled for $40,000.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Michael Maloney, you may be able to recover your losses. If you lost money on investments with Michael Maloney and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Michael Maloney’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Michael Maloney and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 8/30/21 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.