Goodman & Nekvasil, P.A. Specializes in Massachusetts FINRA Arbitration and Securities Fraud

Our attorneys have an unapparelled track-record holding brokers and their  firms accountable for securities fraud.  Most clients have agreed to FINRA arbitration if they have a dispute over an improperly recommended investment.

We understand that when clients retain our law firm their financial security has been lost. Many clients do not know where their investments assets have gone or how their financial advisor could have recommended risky assets in the first place.

Our attorneys can help evaluate your potential claims for no cost to determine the proper course of action.

Investor resources and useful links available in the State of Massachusetts:

•  The Massachusetts Securities Division is entrusted with the task of administering and enforcing Massachusetts General Law, Chapter 110A, the Uniform Securities Act (also referred to as the “Act”), and the regulations promulgated thereunder (the “Regulations”). The Securities Division adopts and periodically updates the Regulations to ensure that investors are adequately protected. The Secretary appoints a Securities Director who supervises the day-to-day activities of the staff. The Securities Division includes the Corporate Finance Section, the Registration, Inspections, Compliance and Examinations (RICE) Section the Enforcement Section and the Investor Education Section.
• FINRA is an independent regulatory agency that regulates all broker-dealers in the United States.
  

  FINRA Investor Education

• Consumer Protection Division not only protects consumers and businesses owners against fraud but also mediates consumer complaints.
•  The Securities and Exchange Commission (SEC) creates and enforces the securities laws.
  

  SEC Consumer Protection

Investors are rarely reimbursed as a result of these enforcement actions. By hiring a  FINRA securities fraud attorney, investors increase their chances of being awarded compensation for their losses.

How to Hire an Massachusetts FINRA Arbitration & Securities Fraud Attorney

To learn more about securities topics and any potential claims you may have, please visit our Securities Fraud and Practice Area page.

Goodman & Nekvasil, P.A., represents investors in all major Massachusetts cities including Boston, Worcester, Springfield, Cambridge, Lowell, Brockton, Quincy, Lynn, New Bedford and Fall River.

Our consultations are free of charge and the firm is only compensated if you recover money you lost.