Mark Sam Kolta (Mark Kolta) – Arbitration Claims Filed Involving Financial Advisor/Broker Mark Kolta | Goodman & Nekvasil P.A., May Recover Investor Losses
Mark Kolta has been licensed financial advisor/broker with Worden Capital Management LLC in New York since 2018. Mark Kolta was previously licensed with Aegis Capital Corp., National Securities Corporation and Cetera Advisors LLC.
Pending Customer Disputes:
According to Mark Kolta’s BrokerCheck Report, six customer disputes alleging sales practice violations against Mark Kolta are currently pending. According to Mark Kolta’s CRD, these allegations include: unsuitable recommendations, breach of fiduciary duty, negligence, and fraud among other allegations. According to Mark Kolta’s BrokerCheck Report, four of these pending disputes allege damages of $990,000, $300,000, $275,000 and $90,000.
Settled Customer Disputes:
According to Mark Kolta’s BrokerCheck Report, four customer disputes alleging sales practice violations against Mark Kolta have been settled. According to Mark Kolta’s CRD, these allegations include: misrepresentation and negligence among other allegations. According to Mark Kolta’s BrokerCheck Report, these four customer disputes settled for $250,000, $80,000, $47,500 and $20,000.
If you lost money on investments with Mark Kolta and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Mark Kolta’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Mark Kolta and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Mark Kolta, Financial Advisor, Broker, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, SEC, Financial Advisor, Broker, Mark Kolta