Lucas Hales Suspended After FINRA Alleges Private Securities Transactions Totaling $3 million  – May Recover Investor Losses

Lucas Hales Suspended After FINRA Alleges Private Securities Transactions Totaling $3 million  – Goodman & Nekvasil, P.A., May Recover Investor Losses

Former Broker, Lucas Hales suspended after FINRA alleges private securities transactions totaling $3 million.

CRD#: 6258497

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

LUCAS R HALES (CRD#: 6258497), a former broker for VIRTU AMERICAS LLC, in Austin, TX, was suspended by FINRA after allegations.

According to FINRA, Hales consented to the sanctions and to the entry of findings that he participated in private securities transactions totaling $3 million without disclosing his participation to his member firm at any time, and without seeking or receiving the firm’s written approval to participate in these transactions.



Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients. 

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 3/26/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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