Louis Kreisberg – Financial Advisor/Broker Louis Kreisberg Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses
Louis Kreisberg a/k/a Louis Paul Kreisberg was a previously licensed financial advisor with Wavecrest Securities and Pickwick Capital Partners. According to Louis Kreisberg’s BrokerCheck Report, Louis Kreisberg was barred by FINRA in June 2021.
According to FINRA:
Kreisberg consented to the sanction and to the entry of findings that he refused to produce information and documents requested by FINRA during the course of an investigation of his potential participation in a private placement offering. The findings stated that Kreisberg initially responded to FINRA, however, certain requested documents were not produced and ultimately he refused to produce them or participate further in the investigation.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Louis Kreisberg and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Louis Kreisberg’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Louis Kreisberg and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 6/3/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.