Kevin Charles Fretz (Kevin Fretz) – Financial Advisor/Broker Kevin Fretz Discharged from LPL Financial LLC | Goodman & Nekvasil P.A., May Recover Investor Losses
Kevin Charles Fretz (Kevin Fretz) Financial Advisor/Broker CRD #4128808
Kevin Fretz was a previously licensed financial advisor/broker with LPL Financial LLC. According to Kevin Fretz’ BrokerCheck Report, Kevin Fretz was discharged from LPL Financial LLC in September 2019. LPL Financial LLC reported that Kevin Fretz allegedly maintained blank customer signed forms, failed to report customer complaints and failed to follow customer instructions to deposit funds for investments.
According to Kevin Fretz’ BrokerCheck report, a customer dispute was recently filed alleging sales practice violations against Kevin Fretz.
Customer Dispute (8/27/2019): Allegations against Kevin Fretz include forgery, and misrepresentation of investment recommendations.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Kevin Fretz and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against concerning Kevin Fretz’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Kevin Fretz and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 2/25/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
Kevin Fretz, Unsuitable Investment Advice, Investment Fraud, C