Goodman and Nekvasil May Recover Investors Losses | Kenny Danny Mezher (Kenny Mezher), Financial Advisor Suspended by FINRA
FINRA reports on July 27, 2018, Kenny Mezher was suspended from association with any FINRA member in any capacity for two months and fines $5,000.
FINRA reports Kenny Mezher consented to the sanctions and entry of findings that he participated in four private securities transactions by selling limited partnership interests in a volatility fund to five investors without providing prior written notice to, or receiving approval from, his member firm (CRVF- Crescent Ridge Volatility Fund).
FINRA found that Kenny Mezher, while associated with his firm Kenny Mezher was also employed by a now-defunct hedge fund. At the direction and under the supervision of the hedge fund’s owner, Kenny Mezher raised capital for the hedge fund by selling limited partnership interests in a volatility fund. Kenny Mezher sold four limited partnership interests in the volatility fund totaling $179,500 to five investors, all of whom were Kenny Mezher’s family members or friends. Kenny Mezher did not receive selling compensation for his participation in these four transactions.
FINRA’S Broker Check reports Kenny Mezher was a registered representative with Growth Capital Services, Inc., from August 2016 to April 2017.
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.
Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments and has recovered more than $180 million dollars on behalf of victimized investors. We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives. All our cases are handled on a purely contingency fee basis.
There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf. Finally, the filing of such a case should not affect your ownership of these investments in any way.
If you incurred losses on your investment with Kenny Mezher, you may be able to recover your losses from Growth Capital Services, Inc. This is because Growth Capital Services, Inc., had a duty to supervise Kenny Mezher. If you would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.