Kelly Feehrer – Financial Advisor/Broker Kelly Feehrer Suspended from Securities Industry | Recover Investment Losses

Kelly Feehrer – Financial Advisor/Broker Kelly Feehrer Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Kelly Feehrer a/k/a Kelly Wayne Feehrer CRD #1470328

Kelly Feehrer is a previously licensed financial advisor/broker with Merrill Lynch.

According to FINRA, Kelly Feehrer was fined $5,000 and suspended from the securities industry for three months in July 2021.

According to FINRA Allegations:

Feehrer consented to the sanctions and to the entry of findings that he engaged in an unsuitable pattern of short-term trading of unit investment trusts (UITs) in customer accounts. The findings stated that Feehrer recommended that customers roll over UITs prior to their maturity date. On certain occasions, Feehrer recommended that his customers roll over a UIT before its maturity date in order to purchase a subsequent series of the same UIT that generally had the same or similar investment objectives and strategies as the prior series. Feehrer’s recommendations caused his customers to incur unnecessary sales charges and were unsuitable in view of the frequency and cost of the transactions. Feehrer’s customers will receive reimbursement of these excess sales charges from his member firm in connection with FINRA’s separate settlement with the firm.

Goodman & Nekvasil, P.A. May Recover Investor Losses:

If you lost money on investments with Kelly Feehrer and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Kelly Feehrer’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Kelly Feehrer and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

 

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