Julio Lage – Financial Advisor/Broker Suspended from Securities Industry | Recover Investment Losses

Julio Lage – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Julio Lage a/k/a Julio Cesar Lage CRD #4698401

Julio Lage is a previously licensed financial advisor/broker with BLV Securities.

According to FINRA, Julio Lage was fined $5,000 and suspended from the securities industry for six months in September 2021.

According to FINRA Allegations:

Lage consented to the sanctions and to the entry of findings that he failed to obtain written consent from his member firm to maintain or open outside securities accounts and also failed to inform the firms that those accounts were held of his association with his firm. The findings stated that Lage had two securities accounts in his own name at another member firm when he became registered with FINRA through his association with his firm and opened an additional securities account while registered with his firm that he had a beneficial interest at another member firm without seeking prior written approval from his firm and without notifying that financial institution of his association with his firm. The findings also stated that Lage failed to timely produce account statements requested by FINRA for the securities accounts held away from his firm as part of its examination of the firm.

Goodman & Nekvasil, P.A. May Recover Investor Losses:

If you lost money on investments with Julio Lage and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Julio Lage’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Julio Lage and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Contact Us Today!

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