Joseph Lianzo – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Joseph Lianzo is a licensed financial advisor/broker with SW Financial. Joseph Lianzo was previously licensed with Laidlaw and Company (UK) Ltd.
According to FINRA, Joseph Lianzo was fined $5,000 and suspended from the securities industry for eight months in August 2021.
According to FINRA Allegations:
Between March 2016 and November 2019, Lianzo excessively traded four customers’ accounts in violation of FINRA Rules 2111 and 2010. Lianzo also placed 13 unauthorized transactions in accounts of two of those four customers, in violation of FINRA Rule 2010.
Goodman & Nekvasil, P.A. May Recover Investor Losses:
If you lost money on investments with Joseph Lianzo and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Joseph Lianzo’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Joseph Lianzo and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.