John Revelle Suspended by FINRA for Alleged Undisclosed Outside Business Activity – Goodman & Nekvasil, P.A. 

John Revelle Suspended by FINRA for Alleged Undisclosed Outside Business Activity – Goodman & Nekvasil, P.A.

Former MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED broker, John Revelle Suspended by FINRA for Alleged Undisclosed Outside Business Activity.

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.

JOHN ROLLIN REVELLE (CRD#: 5619752), a former registered representative for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in DAYTONA BEACH, FL consented to a ten-month suspension from associating with any FINRA member in all capacities and a $7,500 fine.   FINRA said Revelle performed services for a start-up decentralized crypto exchange and received payment for doing so.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED terminated Revelle for alleged conduct including providing financial references for a non-client using firm letterhead, without the Firm’s approval.
John Revelle

John Revelle Suspended by FINRA for Alleged Undisclosed Outside Business Activity.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 8/6/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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