John Palma Barred After FINRA Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former SPARTAN CAPITAL SECURITIES, LLC broker, John Palma Barred After FINRA Allegations.
JOHN MICHAEL PALMA
John Palma
CRD#: 6848651
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.
JOHN MICHAEL PALMA (CRD#: 6848651), a former registered representative for SPARTAN CAPITAL SECURITIES, LLC, in NEW YORK, NY, is barred from associating with a FINRA member in all capacities.
According to FINRA , Between September 2017 and December 2019, Palma was registered with FINRA as a General Securities Representative through an association with former FIN RA member Worden Capital Management LLC (CRD No. 148366). From September 2022 to March 2025, Palma was registered as a General Securities Representative through an association with another FINRA member firm.
On March 17, 2025, the firm filed a Uniform Tennination Notice of Securities Industry Registration (Form US) disclosing that Palma had voluntarily terminated his registration with the firm.
Palma consented to a bar from associating with any FINRA member in all capacities, according to the FINRA AWC.
John Palma Barred After FINRA Allegations.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 3/26/25. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.