John Pace McConkie (John McConkie) – Financial Advisor/Broker John McConkie Suspended from the Securities Industry

John Pace McConkie (John McConkie) – Financial Advisor/Broker John McConkie Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses

John Pace McConkie (John McConkie) CRD #6092544

John McConkie was a previously licensed financial advisor/broker with LPL Financial LLC. FINRA reports that John McConkie was suspended from the securities industry for two months in August 2020.

According to FINRA: Between April 3, 2018 and March 8, 2019, McConkie electronically signed the name of a senior registered representative on at least seven forms without his knowledge or consent. The forms included six new advisory account forms and one brokerage-to-advisory change form. McConkie signed the senior registered representative’s name to the forms because, as an associate advisor without a Series 65 license at the time, he was not authorized to sign the forms himself. McConkie did not sign on behalf of any customers and all of the underlying activity was authorized.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with John McConkie and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning John McConkie’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with John McConkie and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 8/6/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

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