John Henry Geary (John Geary) – Financial Advisor/Broker John Geary Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
John Geary is a previously licensed financial advisor/broker with Centaurus Financial, Inc. and LPL Financial LLC. According to FINRA, John Geary was suspended from the securities industry for one year in 30 days in October 2020.
According to FINRA Allegations:
Geary consented to the sanctions and to the entry of findings that he exercised discretion without written authorization and effected a stock sale in a customer account. The findings stated that Geary sold shares of a stock from a customer’s brokerage account without discussing the transaction with the customer on the date of the trade. The findings also stated that Geary willfully failed to timely amend his Form U4 to disclose that he was the subject of three tax liens, totaling approximately $146,000.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with John Geary and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning John Geary’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with John Geary and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 11/9/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.