Joe Degregorio – Financial Advisor/Broker Charged by SEC | May Recover Investor Losses

Joe Degregorio – Financial Advisor/Broker Charged by SEC | Goodman & Nekvasil P.A., May Recover Investor Losses

Joe Degregorio a/k/a Joseph Orazio Degregorio CRD # 3219963

Joe Degregorio a/k/a Joseph Orazio Degregorio was a licensed financial advisor with GARDEN STATE SECURITIES, INC.

A recent SEC Complaint alleges that Joseph DeGregorio a/k/a Joe Degregorio, 45, of Freehold, NJ, solicited $1.2 million dollars from four investors, ages 78 to 94, by claiming that he would invest their funds in two private companies and in a promissory note with a guaranteed 13% annual return. The SEC complaint alleges that the promissory note was fake, and the private companies – which did not carry out any real business activities – were created by DeGregorio to facilitate his fraud. As alleged, DeGregorio stole most of the investors’ money, and used a portion of the funds to repay investors in a Ponzi-like fashion.

Goodman & Nekvasil, P.A. May Recover Investor Losses:

If you lost money on investments with Joe Degregorio and believe the investments may have been unsuitable, unapproved, or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Joe DeGregorio’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for almost 40 years. Goodman & Nekvasil, P.A. has recovered more than $250 million on behalf of victimized investors. If you lost money on investments with Joe Degregorio and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 3/4/22 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

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