Joe Cannon Has A $2.3 Million Investor Complaint  – Goodman & Nekvasil, P.A.

Joe Cannon Has A $2.3 Million Investor Complaint – Goodman & Nekvasil, P.A. May Recover Investor Losses

Former NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC broker, Joe Cannon Has A $2.3 Million Investor Complaint.

Joseph Michael Cannon
JOSEPH CANNON, Joe Cannon, Joseph M Cannon
CRD#: 6341199

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.

Joseph Michael Cannon (CRD#: 6341199), a former registered representative for NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC in CHICAGO, IL, has a $2.3 Million pending investor complaint.  According to Cannon’s FINRA BrokerCheck report, Customers allege multiple unauthorized transfers from their accounts were made by Joseph Cannon, who was a representative on their accounts.

The customers are requesting $2,360,400.00 for alleged damages.

Prior to receiving the customer complaint, the registered representative was permitted to resign while under internal review for a series of questionable transactions associated with both his personal bank accounts and client investment accounts, according to NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.

Subsequent to the customer complaint, FINRA issued a bar for Cannon from associating with any FINRA member in all capacities.

Joe Cannon Has A $2.3 Million Investor Complaint.

Joe Cannon Has A $2.3 Million Investor Complaint.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 3/20/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

Contact Us Today!

[]
1 Step 1
reCaptcha v3
keyboard_arrow_leftPrevious
Nextkeyboard_arrow_right
FormCraft - WordPress form builder