Jerry Raines – Financial Advisor/Broker Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses
Jerry Raines a/k/a Jerry Davis Raines CRD #4578689
-Update 9/29/21- Goodman & Nekvasil, P.A. has learned that Jerry Raines may have sold PetroRock investments. If you were a client of Jerry Raines, please contact us.
Jerry Raines a/k/a Jerry Davis Raines is a previously licensed financial advisor with HD Vest Investment Services and Signal Securities, Inc.
According to FINRA:
Raines consented to the sanction and to the entry of findings that he failed to provide documents and information requested by FINRA in connection with its review of Raines’s participation in sales of notes related to a group of unregistered investment companies.
Seventeen customer disputes alleging sales practice violations against Jerry Raines have been settled or finalized.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Jerry Raines and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Jerry Raines’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Jerry Raines and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 9/29/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.