Jason Wolter Has An Investor Complaint – May Recover Investor Losses

Jason Wolter Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses

MORGAN STANLEY registered representative, Jason Wolter has an investor complaint. 

CRD#: 2934037
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

JASON W WOLTER (CRD#: 2934037), a registered broker for MORGAN STANLEY in Greenwich, CT, has a pending investor complaint.  According to Wolter’s FINRA BrokerCheck report,  Client alleges unauthorized trading regarding municipal bond, mutual fund, structured product and ETF investments. Activity dates 03/2015-03/2019.  The complaint settled for $260,000.00.

According to FINRA, Between October 2015 and February 2019, Wolter exercised discretion without written authorization in more than 210 transactions in the accounts of two customers. As a result, Wolter violated NASD Rule 2510(b) and FINRA Rule 2010.

On April, 26, 2024, Wolter consented to a 10 business-day suspension from associating with any FINRA member in all capacities and a $5,000 fine.


Jason Wolter has an investor complaint.

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 3/29/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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