Jacob Popek – Financial Advisor/Broker Suspended from Securities Industry | Recover Investment Losses

Jacob Popek – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Jacob Popek CRD #6815448

Jacob Popek is a previously licensed financial advisor with Wells Fargo and TD Ameritrade.

According to FINRA, Jacob Popek was fined $2,500 and suspended from the securities industry for three months in September 2021.

According to FINRA Allegations:

Popek consented to the sanctions and to the entry of findings that he maintained outside brokerage accounts without written consent from his member firm. The findings stated that Popek continued to maintain and effect trades in his outside brokerage accounts after informing the firm of the accounts and receiving multiple instructions from the firm to close the accounts. Popek also maintained additional outside brokerage accounts that he failed to disclose to the firm. In addition, Popek falsely attested on a firm compliance questionnaire that he had no outside brokerage accounts.

Goodman & Nekvasil, P.A. May Recover Investor Losses:

If you lost money on investments with Jacob Popek and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Jacob Popek’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Jacob Popek and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.


Some of the information in this blog post was obtained on 9/13/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.


Contact Us Today!

1 Step 1
FormCraft - WordPress form builder

Leave a Reply

Your email address will not be published. Required fields are marked *