StarGrower Commercial and StarGrower Asset Owner Sanctioned by SEC | Recover Investment Losses

StarGrower Commercial and StarGrower Asset Owner  Sanctioned by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   This proceeding arises from an offering fraud scheme perpetrated by George S. Blankenbaker (“Blankenbaker”) and his three companies: StarGrower Commercial Bridge Loan Fund 1, LLC (“StarGrower Commercial”), StarGrower Asset Management LLC (“StarGrower Asset”) (collectively, “StarGrower”), and Blankenbaker …

Clyde Jensen – Financial Advisor/Broker Suspended from Securities Industry | Recover Investment Losses

Clyde Jensen – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Clyde Jensen a/k/a Clyde Anthony Jensen CRD #5658476 Clyde Jensen is a previously licensed financial advisor/broker with Woodstock Financial Group and Ameriprise Financial Services. According to FINRA, Clyde Jensen was fined $10,000 and suspended from the securities industry for six months in …

Jeffrey Drost – Financial Advisor/Broker Jeffrey Drost Barred by FINRA | Recover Investment Losses

Jeffrey Drost – Financial Advisor/Broker Jeffrey Drost Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Jeffrey Drost a/k/a Jeffrey Travis Drost CRD #4489021 Jeffrey Drost a/k/a Jeffrey Travis Drost was a previously licensed financial advisor with Raymond James Financial and Ameriprise Financial Services. According to FINRA, Jeffrey Drost was barred by FINRA in August 2021. According …

Julio Lage – Financial Advisor/Broker Suspended from Securities Industry | Recover Investment Losses

Julio Lage – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Julio Lage a/k/a Julio Cesar Lage CRD #4698401 Julio Lage is a previously licensed financial advisor/broker with BLV Securities. According to FINRA, Julio Lage was fined $5,000 and suspended from the securities industry for six months in September 2021. According to FINRA …

Dale Ramsperger – Financial Advisor/Broker Suspended from Securities Industry | Recover Investment Losses

Dale Ramsperger – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Dale Ramsperger CRD #1601669 Dale Ramsperger is a licensed financial advisor/broker with DMK Advisor Group. Dale Ramsperger was previously licensed with Securities America Advisors. According to FINRA, Dale Ramsperger was suspended from the securities industry for five months in September 2021. According …

The Noah Corporation Controller Charged by SEC | Recover Investment Losses

The Noah Corporation Controller Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission charged William “Bill” Bowser, Christopher Ashby, Scott Beynon, and Jordan Nelson with securities fraud for misappropriating investor funds meant for the development and construction of new event centers. The SEC’s complaint alleges that from …

The Legacy Group, Inc. Charged by SEC | Recover Investment Losses

The Legacy Group, Inc. Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   On May 24, 2021, the Securities and Exchange Commission charged Colorado and Florida residents Randy R. King, Matthew B. King, and Andrea S. Trout and three entities they operated, The Legacy Group, Inc., Colorado Ventures I, LLC, and Radiant …

Wellness Matrix Group, Inc. Charged by SEC | Recover Investment Losses

Wellness Matrix Group, Inc. Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today charged Wellness Matrix Group, Inc., a Nevada microcap company, and George Todt, a Wellness Matrix business consultant who controlled much of Wellness Matrix’s day-to-day activities, with making misrepresentations to investors regarding COVID-19 products …

Apis Capital Management LLC and My Loan Doctor Charged by SEC | Recover Investment Losses

Apis Capital Management LLC and My Loan Doctor Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today charged Edgar M. Radjabli of Boca Raton, Florida, and two entities he controlled for engaging in three separate securities frauds of escalating size. The SEC’s complaint alleges that Radjabli, …

Michael Maloney – Customer Disputes Filed Involving Financial Advisor/Broker Mike Maloney | Recover Investment Losses

Michael Maloney – Customer Disputes Filed Involving Financial Advisor/Broker Mike Maloney | Goodman & Nekvasil P.A. May Recover Investor Losses Michael Maloney a/k/a Michael Patrick Maloney CRD #2371261 Michael Maloney a/k/a Michael Patrick Maloney is a previously licensed financial advisor with First Allied Securities, Inc. Our firm has filed an arbitration claim involving Maloney, relating to the sale of Hospitality …