Frank Kuiper Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
San Diego financial advisor Frank Kuiper (CRD# 1774282) allegedly committed fraud, according to a recent investor complaint. Records provided by the Financial Industry Regulatory Authority show that he is a broker with Concorde Investment Services and an advisor with Concorde Asset Management, doing business as Financial Designs.
Frank Kuiper Investigation
Mr. Kuiper’s BrokerCheck report discloses one investor complaint. Filed in September 2023, it alleges that as a representative of Concorde Investment Services, he committed common law fraud, breached his fiduciary duty, acted negligently, and failed in his supervisory duties in connection with direct investments made in 2020.
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors. We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 10/16/23. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.